Focus On

Han joins WeirFoulds as partner

Thursday, May 11, 2017 @ 12:09 PM | By John Chunn

Susan Han has joined WeirFoulds as a partner, focusing on transaction-oriented securities work, including advising on the forming of investment vehicles (investment funds and non-investment funds) for mid-market sponsors.

Han advises portfolio managers, investment advisers, exempt market dealers and other financial services providers on their regulatory obligations, including securities compliance and registration matters.

She has a particular interest in anti-money laundering (AML) as well as in the fiduciary and statutory obligations of investment managers and broker-dealers.

Before returning to private practice, Susan was senior vice-president responsible for legal, compliance and risk management, Dundee Wealth and before that, general counsel, Canada for Invesco Trimark.

Han is actively engaged in the legal profession. She speaks at programs and seminars on topics ranging from funds and pension governance to anti-money laundering.

Han was called to the Ontario bar in 1988, having completed her independent studies and law degree at the University of Toronto.