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Staff successfully appeals decision of its own self-regulatory organization

Monday, December 06, 2021 @ 2:41 PM | By Lawrence Ritchie, Lipi Mishra and Zoe Sebastien

Last month, staff of the Mutual Fund Dealers Association of Canada (MFDA staff) successfully appealed a decision of its own self-regulatory organization hearing panel (SRO Hearing Panel). The ruling of the...